Tag archive for ‘U.S. Securities and Exchange Commission’
Stephen Schwarzman
Jewish Business News On Thursday, October 8th, 2015

Blackstone to Pay Nearly $39 Million Settlement With SEC

  The Securities and Exchange Commission announced that three private equity fund advisers within The Blackstone Group have agreed to pay nearly $39 million to settle charges that they failed to fully inform More...

Jewish Business News On Saturday, September 12th, 2015

SEC Announces Joseph Zada Convicted Of Fraud By Florida Court

 Litigation Release No. 23343 / September 11, 2015 Securities and Exchange Commission v. Joseph Paul Zada, Civil Action No. 13-80173-CV (S. Dist. Fla.) Grosse Pointe Shores, Michigan Businessman Found More...

Jewish Business News On Friday, September 11th, 2015

Robert Cohen and Joseph Sansone Named Market Abuse Unit Co-Chiefs

The Securities and Exchange Commission today announced that Robert Cohen and Joseph Sansone have been named co-chiefs of the Division of Enforcement’s Market Abuse Unit, a national specialized unit that More...

Jewish Business News On Wednesday, September 9th, 2015

SEC charges Manny Shulman, David Hirschman

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23337 / September 8, 2015 Securities and Exchange Commission v. Manny J. Shulman and David K. Hirschman, Civil Action No. 0:15-cv-61861-WJZ More...

Jewish Business News Correspondent On Wednesday, September 2nd, 2015

NovoCure files for $300 Million IPO

NovoCure, a commercial-stage oncology company developing monotherapy treatments for glioblastoma brain cancer, filed on Monday with the SEC to raise up to $300 million in an initial public offering. The product More...

sima On Monday, August 10th, 2015

Why Neiman Marcus Will Be A Successful IPO

Neiman Marcus Group (NMG) made a terse announcement, with few details from management that it has filed for an IPO with the SEC. No date, no size nor the banker’s name was divulged. Maybe the company has More...

News Brief On Thursday, August 6th, 2015

Lawsuit on the Horizon for Pimco Total Return ETF (BOND)

  BOND’s wild success quickly turned sour after Bill Gross announced his departure from Pimco in September of 2014. Just a few days before his announcement, however, the fund had already come under More...

News Brief On Wednesday, August 5th, 2015

Companies Forced to Compare CEOs’ Pay to Workers Under SEC Rule

The U.S. Securities and Exchange Commission approved a rule Wednesday requiring companies to reveal the pay gap between the chief executive officer and their typical worker, handing a new weapon to groups More...

News Brief On Tuesday, August 4th, 2015

SEC sanctions to be faced by PIMCO due to trading infractions

  Pimco, the asset manager, disclosed on Monday that it had received a Wells notice from the U.S. Securities and Exchange Commission. A Wells notice is a statement of an intention or “threat” by More...

Jewish Business News On Wednesday, July 22nd, 2015

Israelis arrested in JPMorgan hacking named

The Securities and Exchange Commission today charged a trio of alleged microcap stock scammers with defrauding investors by disseminating promotional e-mails exhorting readers to immediately buy purportedly More...

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