Tag archive for ‘Securities and Exchange Commission’
Jewish Business News On Sunday, October 18th, 2015

First time: SEC Publishes Private Funds Statistics Report

  The Securities and Exchange Commission staff today published a report that provides private fund industry statistics and trends, reflecting aggregated data reported by private fund advisers on Form More...

News Brief On Sunday, September 13th, 2015

Mondelez International: Here’s Why Bill Ackman Put $5 Billion into This Food Stock

Bill Ackman poured over $5 billion into Mondelez International, Inc. (NASDAQ:MDLZ), the maker of Oreo and Ritz crackers. Ackman has made some good bets in the past. Would this be another one of them? Last month, More...

Jewish Business News On Saturday, September 12th, 2015

SEC Announces Joseph Zada Convicted Of Fraud By Florida Court

 Litigation Release No. 23343 / September 11, 2015 Securities and Exchange Commission v. Joseph Paul Zada, Civil Action No. 13-80173-CV (S. Dist. Fla.) Grosse Pointe Shores, Michigan Businessman Found More...

Jewish Business News On Friday, September 11th, 2015

Robert Cohen and Joseph Sansone Named Market Abuse Unit Co-Chiefs

The Securities and Exchange Commission today announced that Robert Cohen and Joseph Sansone have been named co-chiefs of the Division of Enforcement’s Market Abuse Unit, a national specialized unit that More...

Jewish Business News On Wednesday, September 9th, 2015

SEC charges Manny Shulman, David Hirschman

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23337 / September 8, 2015 Securities and Exchange Commission v. Manny J. Shulman and David K. Hirschman, Civil Action No. 0:15-cv-61861-WJZ More...

News Brief On Thursday, August 6th, 2015

Lawsuit on the Horizon for Pimco Total Return ETF (BOND)

  BOND’s wild success quickly turned sour after Bill Gross announced his departure from Pimco in September of 2014. Just a few days before his announcement, however, the fund had already come under More...

Jewish Business News On Sunday, July 19th, 2015

SEC Pays More Than $3 Million to Whistleblower

  The Securities and Exchange Commission today announced a whistleblower award of more than $3 million to a company insider whose information helped the SEC crack a complex fraud.  The multi-million dollar More...

Jewish Business News On Tuesday, June 30th, 2015

SEC fines KKR nearly $30 million over ‘broken’ buyout charges

KKR will pay $30 million to settle allegations that the private equity giant breached its fiduciary duties by misallocating more than $17 million in so-called broken deal costs to its flagship private equity More...

E. J. Hunter On Wednesday, May 27th, 2015

Sergey Brin Sells More of his Google Shares

  Google co-founder Sergey Brin earned some $18 million on Tuesday by selling 33, 332 shares of his company’s stock, WKRB reported. Brin, as is mandated, reported the transaction to the Securities More...

Ilan Shavit On Sunday, May 17th, 2015

George Soros exits Teva, buys Nobel Energy

George Soros’ Soros Fund Management, which currently manages some $30 billion in assets, announced his holdings in filings with the Securities and Exchange Commission, which requires managers to More...

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